1. Subsequent reports suggest that the agency had received notice of as many as nine children that died after consuming the Abbott-produced formula. Laura Reiley, “New Documents Show More Claims of Baby Formula Illness and Death,” Washington Post, June 10, 2022.
2. Kimberly Kindy and Laura Reiley, “Whistleblower Report on Baby Formula Didn’t Reach Top FDA Food Safety Official,” Washington Post, May 25, 2022.
3. “Plant behind Abbott Baby Formula Recall Was Unsanitary, FDA Finds,” CBS News, March 23, 2022; and Derek Thompson, “What’s behind America’s Shocking Baby-Formula Shortage?,” The Atlantic, May 12, 2022.
4. “FDA Investigation of Cronobacter Infections: Powdered Infant Formula (February 2022),” U.S. Food and Drug Administration, August 1, 2022.
5. Bryan Pietsch, Grace Moon, and Taylor Telford, “U.S. Baby Formula Shortage Is Worrying Parents. Here’s What to Know.,” Washington Post, May 11, 2022.
6. Martine Paris, “US Baby Formula Shortages Hit 74%, with 10 States at 90% (1),” Bloomberg Law, June 2, 2022; and Meredith Lee Hill, “Biden Officials Admit There’s Still a Problem Getting Baby Formula to Shelves,” Politico, November 2, 2022.
7. Sara Olson to Regional and WIC State Agency Directors, memorandum, November 8, 2022.
8. Martine Paris, “US Baby Formula Shortages Hit 74%, with 10 States at 90% (1),” Bloomberg Law, June 2, 2022; Meredith Lee Hill, “Biden Officials Admit There’s Still a Problem Getting Baby Formula to Shelves,” Politico, November 2, 2022; and Liz Essley Whyte, Kristina Peterson, and Jesse Newman, “Baby-Formula Imports to Face Tariffs Again in 2023,” Wall Street Journal, December 28, 2022.
9. Melissa Lopez-Martinez, “Health Canada Says Baby Formula Shipments Coming, but Supply to Remain Limited during Summer,” CTV News, June 30, 2022.
10. “FACT SHEET: President Biden Announces Additional Steps to Address Infant Formula Shortage,” press release, White House, May 12, 2022; and Scott Lincicome and Ilana Blumsack, “Empty Grocery Store Shelves Show the Limits of Federal Localization Mandates,” Cato at Liberty (blog), October 27, 2021.
11. Scott Lincicome and Emily Ekins, “Why Is the FDA Seizing Baby Formula during a Baby Formula Shortage?,” Wall Street Journal, May 23, 2022.
12. See “Chapter 19: Preparations of Cereals, Flour, Starch or Milk; Bakers’ Wares,” in Harmonized Tariff Schedule of the United States, Revision 12 (Washington: U.S. International Trade Commission, 2022).
13. Jamie Smyth and Judith Evans, “US Baby Formula Crisis Spurs Debate over Lack of Competition,” Financial Times, June 29, 2022.
14. “Philadelphia CBP Seizes Nearly 600 Cases of Infant Formula Unapproved for Import to the United States,” press release, U.S. Customs and Border Protection, April 5, 2021; “Able Groupe Recalling Products Labeled as Infant Formula Formulas Have Insufficient Iron Levels as per Requirements for Infant Formula in the U.S., and Products Do Not Meet Other FDA Requirements,” U.S. Food and Drug Administration, August 8, 2021; and Scott Lincicome and Emily Ekins, “Why Is the FDA Seizing Baby Formula during a Baby Formula Shortage?,” Wall Street Journal, May 23, 2022.
15. Sharon Otterman, “As the Baby Formula Shortage Drags On, Moms Are Pumping for the Cause,” New York Times, June 3, 2022.
16. Robert M. Califf and Susan T. Mayne, “FDA Developing New Framework for Continued, Expanded Access to Infant Formula Options for U.S. Parents and Caregivers,” press release, U.S. Food and Drug Administration, July 6, 2022.
17. Scott Lincicome, “Infant Formula Shortages Persist, and Policy Lessons Abound,” The Dispatch, July 20, 2022.
18. Jack Curran, “Infant Formula Manufacturing,” IBISWorld, Industry Report OD4287, June 7, 2022, p. 25.
19. “Questions & Answers for Consumers Concerning Infant Formula,” U.S. Food and Drug Administration, May 16, 2022.
20. Amanda Little, “US Should Follow the EU Model for Baby Formula,” Washington Post, May 20, 2022.
21. Dustin Chambers, Patrick A. McLaughlin, and Tyler Richards, “Regulation, Entrepreneurship, and Firm Size,” Journal of Regulatory Economics 61 (2022): 108–34.
22. Lauren Debter, “A Startup Wanted to Make a Better Baby Formula. It Took Five Long Years.,” Forbes, May 17, 2022.
23. Sharon Terlep and Annie Gasparro, “Baby-Formula Shortage Has Spurred Competition, but Tough Road Remains to Unseat Similac, Enfamil,” Wall Street Journal, June 12, 2022.
24. “Questions & Answers for Consumers Concerning Infant Formula,” U.S. Food and Drug Administration, May 16, 2022.
25. “Justification of Estimates for Appropriations Committees, Fiscal Year 2023,” U.S. Food and Drug Administration, p. 98.
26. “WIC Program Participation and Costs,” U.S. Food and Drug Administration, Food Nutrition Service, November 10, 2022.
27. David E. Davis, “Sole-Source Contracts in WIC Infant-Formula Rebate Auctions and Their Effect on Manufacturers’ Markups,” South Dakota State University, October 2009.
28. Victor Oliveira, “Winner Takes (Almost) All: How WIC Affects the Infant Formula Market,” U.S. Department of Agriculture, Economic Research Service, September 1, 2011.
29. Victor Oliveira et al., “WIC and the Retail Price of Infant Formula,” U.S. Department of Agriculture, Economic Research Service, Food Assistance and Nutrition Research Report no. 39, June 2004, pp. 1–5.
30. Dominic Pino, “How Government Made the Baby-Formula Shortage Worse,” National Review, May 10, 2022.
31. See Helena Bottemiller Evich, “What on Earth Is Going On with Formula?,” Food Fix (blog), October 21, 2022.
32. “President Biden Announces First Two Infant Formula Defense Production Act Authorizations,” press release, White House, May 22, 2022; and “HHS Secretary Becerra Invokes Defense Production Act for Third Time to Further Increase Production of Infant Formula for American Families,” press release, U.S. Department of Health and Human Services, May 27, 2022.
33. “Infant Formula Enforcement Discretion Policy: Guidance for Industry,” U.S. Food and Drug Administration, Center for Food Safety and Applied Nutrition, May 2022.
34. “Enforcement Discretion to Manufacturers to Increase Infant Formula Supplies,” U.S. Food and Drug Administration, November 15, 2022.
35. “Enforcement Discretion to Manufacturers to Increase Infant Formula Supplies,” U.S. Food and Drug Administration, updated November 15, 2022; and “Guidance for Industry: Infant Formula Transition Plan for Exercise of Enforcement Discretion,” U.S. Food and Drug Administration, Center for Food Safety and Applied Nutrition, September 29, 2022.
36. Stephanie Armour, “FDA Will Help Overseas Baby-Formula Makers Keep Selling in U.S. beyond Shortages,” Wall Street Journal, updated July 6, 2022.
37. Scott Lincicome and Emily Ekins, “Why Is the FDA Seizing Baby Formula during a Baby Formula Shortage?,” Wall Street Journal, May 23, 2022.
38. Sara Olson to Regional and WIC State Agency Directors, memorandum, November 8, 2022; and Diane M. Kriviski to Regional and WIC State Agency Directors, memorandum, December 19, 2022.
39. Stacy Dean, “Increasing Transparency around WIC Infant Formula Contracts,” U.S. Department of Agriculture, Food and Nutrition Service, December 21, 2022; and “WIC Eligibility Requirements to Bid on State Agency Infant Formula Contracts,” U.S. Department of Agriculture, Food and Nutrition Service, January 3, 2023.
40. Expiration dates vary for the different waivers issued by the USDA. For instance, waivers allowing “healthy infants … to receive a different brand of formula without a doctor’s note” and the use of WIC benefits to purchase non-contract, standard formula imported under the FDA’s “enforcement discretion” expire after February 28, 2023. Meanwhile, waivers allowing “healthy infants … to receive alternate container sizes” and the use of WIC benefits to purchase imported formula produced by the state WIC contract holder expire after April 30, 2023. Lastly, waivers addressing specialty formulas expire after June 30, 2023.
41. Access to Baby Formula Act of 2022, H.R. 7791, 117th Cong. (2022).
42. Calculations are by the author, using U.S. Harmonized Tariff Schedule (HTS) codes 19011005, 19011011, 19011016, 19011021, 19011026, 19011029, 19011031, 19011033, 19011036, 19011041, 19011044, and 19011049. Data extracted from “USITC DataWeb,” U.S. International Trade Commission.
43. Diane M. Kriviski to Regional and WIC State Agency Directors, memorandum, December 19, 2022.
44. Liz Essley Whyte, Kristina Peterson, and Jesse Newman, “Baby-Formula Imports to Face Tariffs Again in 2023,” Wall Street Journal, December 28, 2022.
45. The FDA insists that more funding is necessary to take more action but Congress is thoughtfully evaluating increased appropriations for the agency. See Richard Burr to Dr. Robert Califf, letter, October 5, 2022.
46. Scott Lincicome, “Global Supply Chains and Economic “Resilience”: (More) Evidence from the Pandemic,” Cato at Liberty (blog), January 20, 2021.
47. Scott Lincicome, “Market Optimists’ Uphill Climb,” The Dispatch, August 24, 2022.
48. Helena Bottemiller Evich, “What on Earth Is Going On with Formula?,” Food Fix (blog), October 21, 2022.
49. “Food Table 9. Difficulty Obtaining Infant Formula and Infant Formula on Hand, by Select Characteristics: United States,” Household Pulse Survey for November 2–November 14, U.S. Census Bureau, November 29, 2022.
50. Diane M. Kriviski to Regional and WIC State Agency Directors, memorandum, December 19, 2022.
51. Rebecca Taylor, “The Baby Formula Crisis Still Isn’t Over. Here’s What State Agencies Are Doing for Tucson Families,” KOLD News 13, October 17, 2022.
52. Richa Naidu, “Exclusive: Reckitt Expects U.S. Infant Formula Shortage Until Spring,” Reuters, December 2, 2022.
53. Gabriella Beaumont-Smith, “Hush, Here Comes the Not‐So‐Little Baby Tax,” Cato at Liberty (blog), December 8, 2022.
54. Scott Lincicome, “Imports Helped Alleviate the Formula Crisis. Why Are We about to Start Taxing Them Again?,” The Dispatch, December 7, 2022.